AUM CAPITAL (Your trust is our wealth)

our company

With a strong intellectual base coupled with an un-paralleled bouquet of products and services, AUM Capital is the preferred and trusted advisor for HNIs, Family offices, Corporate Treasuries, and Institutions across India.

We specialize in Wealth management and Fixed income broking and distribution, with a 360-degree approach to address client needs. Our core practice of fair dealing complements our motto – “Your Trust is Our Wealth”.

Headquartered in Kolkata and branches across India, we have become a household name among Treasury teams and CFOs. Our skilled and committed team of professionals ensures maximum advantage for our customers and business partners.

Our core offerings include Wealth management and Fixed income, along-with our allied services of Capital markets broking, Corporate Finance & Advisory, Trade finance, Insurance broking by our subsidiary.

We at AUM aspire to provide bespoke solutions for all your Financial needs backed by Ethics, Transparency and Knowledge-backed delivery.

Leadership
Corporate Governance
Media & Acknowledgement
Corporate Social
Responsibility Policy

Leadership

Managing Director

Mr. Dinesh Jain Mr. Jain is classic Entrepreneur who over the past 40 years has led many successful businesses in India, in the financial space and other growing sectors. Mr. Jain has been involved in Indian capital markets and asset trading since the very moments of the inceptions of these activities in India. He pioneered many businesses that are now standard fare. In his role with AUM Capital Mr. Jain brings his vast financial experience coupled with a greater role to guide the business while ensuring responsibility, transparency, honesty, mentoring, and ensuring client goodwill.A learner for life, his quest for knowledge has driven him to explore various fields and he has added several educational accolades to his name which includes Ph.D, FCA, ACS, ACMA, IFRS, M.Com., MA, LLB, CFP, MBA and DHR.

Executive Director

Mr. Vaibhav Jain A Xavierian and a Company Secretary degree holder, Finance comes naturally to Vaibhav. He got through the Best Commerce colleges of India including SRCC & St. Stephens, but he chose to study in Kolkata to join his father at AUM Capital. Being the son of a Finance trouper was never easy, it came with high expectations and even higher responsibility but he impressed everyone with his sheer humility & professional accomplishments. Due to his youthful enthusiasm, passion and dream to achieve big at early age, he now serves as the youngest Director of the company and managing the office at Mumbai-the Financial Capital of India. He has been instrumental in shaping AUM’s strategy and aligning it with the future business landscape with a dream to take the company to newer heights.

Director

Mr. Aditya Vikram Choudhary Mr. Choudhary comes to the Board with a varied and successful Financial background. Currently, Mr. Choudhary is responsible for developing our Wealth Management and HNI businesses at AUM Capital. Aditya was heavily involved in his family business of Jute, Tea and Textiles.

Regional Head (South) - Broking

Mr.Anil Kr Jain
Mr. Anil heads the Bangalore branch as well as Broking segment in the Southern region. With an experience of more than 20 years, he has been a stalwart in his field.

Compliance Officer

Mr.C.K.Jain
Heading Secretarial, Legal & Compliance department of AUM Group since last 9 years. He is BCom, FCMA (Fellow Member of The Institute of Cost Accountants of India), LLB and ACS. He is having more than 29 years experience with versatile knowledge in various fields.

Director - AUM Bima Suraksha Broking Pvt. Ltd.

Mr.Gautam Kanjilal
A person who has a work experience of 41 years out of which last 17 years is in insurance sector. Earlier worked with Mcleod Russel (I) Ltd and subsequently in insurance sector. He has served as Country Head for Life insurance vertical in one leading Insurance Broking co. He has vast knowledge & experience in General Insurance as well as in Life Insurance.

National Head, Loan Syndication

Mr.Jitendra Jain
A senior Finance professional with more than 25 years of experience in the field of Corporate Finance, Mr. Jain is heading the Loan Syndication and Project Finance segment at AUM. His previous employers include Allahabad Bank, Reliance Capital Mutual Fund, Radico Khaitan, GMR Group and Welspun Enterprises Ltd., where he has held very senior positions such as CFO and President – Finance.

National Head - Provident Fund Investments

Mr.Kamal Rampuria
Associated with AUM Capital for the past 22 years, Mr. Kamal Rampuria has risen through the ranks at AUM. Through hard-work, analytical decision making and critical thinking ability, he has established himself as a stalwart in the industry.

National Head - Wealth Management

Mr.Mahesh Agarwal
With an experience of more than 20 years in the field of Wealth Management, Fixed Income and Financial Advisory, Mr. Mahesh has rightfully built up his reputation as one of the most revered leaders in this space. Being a member of the AUM family from the beginning, Mahesh has played an instrumental role in shaping AUM Capital’s strategy and aligning it with the future business landscape.

Co-National Head, Wealth

Mr.Mukesh Kochar
Being a part of AUM Family for more than 20 years, Mr. Kochar has risen through the ranks, now heading the Wealth department for the Eastern and Northern regions. His deal execution, team co-ordination and vast sea of knowledge in the field of Money management has earned him and the Company various plaudits over the years. He possesses deep expertise in the field of Mutual Funds and Asset Allocation.

National Head - Trade Finance

Mr.Praveen Jain
A Xavierian from Kolkata and MBA from ICFAI Hyderabad, Praveen also has an FRM degree up his sleeve. Specializes in Finance, he has been taking care of Trade Finance business in AUM since 8 years now.

Director - AUM Bima Suraksha Broking Pvt. Ltd.

Mr.Rajeev Sogani
"Mr. Rajeev Sogani is the Director of AUM Bima Suraksha Broking Pvt Ltd. An experienced veteran in the Financial services field, Mr. Sogani heads the Life insurance segment at AUM Bima. He has done various courses from the leaders of Financial and Marketing Experts like Stephen Cove, Shiv Khera & Ram Charan. In his past assignments, he was the ED at Dynamic Equities Pvt Ltd, heading their franchisee business and acting as all-India branch supervisor."

Head Of Research

Mr.Rajesh Agarwal
A post graduate in commerce from Calcutta University, he has gained wide experience in the last 22 years. Prior to joining Aum Capital, he has gained in depth knowledge of the Financial Markets while working with Capital Market Publishers, Lohia Securities, CD Equisearch & Eastern Financiers. As head of the Equity Research Wing, he appears regularly as Guest Analyst at CNBC, CNBC Awaaz, CNN-IBN, NDTV Profit, Zee Business, Bloomberg TV, ET Now etc. apart from which his views are often published in almost all the leading financial publications.

National Head - Broking

Mr.Rajesh Jain
"Mr. Rajesh is one of the founding member at AUM Capital. Associated with the financial ecosystem for more than 25 years, he has been involved across all segments of AUM. Mr. Jain possesses rich experience in Equity & Fixed Income broking, Wealth advisory and Portfolio planning/execution."

PRINCIPAL OFFICER

Mr.Sandeep Kankaria
Mr. Sandeep Kankaria is the Director of AUM Bima Suraksha Broking Pvt. Ltd. Having more than 15 years of experience in this Industry, Mr. Kankaria has established a strong goodwill and foothold given his expertise in Claims settlement. Having completed his training from NIA, Pune, Mr. Kankaria possesses deep knowledge about the Insurance sector and caters to handles renowned Corporate clientele.

VP - Finance & Operations

Mr.Sanjay Bajaj
Mr. Bajaj is a Fellow Chartered Accountant having more than 20 years of experience in financial market. Previously he was associated with S.R.Batliboi & Co. and has good exposure of accounts, audit and treasury operations.

National Head - Fixed Income

Mr.Sanjay Jain
Mr. Sanjay is a stalwart in the Fixed Income broking space. Based out of Mumbai, he is also the Branch Head and oversees the Branch operations across various verticals. With contacts across all major Institutions and Corporate treasuries, Mr. Jain has leveraged his years of experience to provide best-in-class service to Clients at the most cost-effective rates.

Corporate Governance

Governance

All employees are expected to report any kind of crime, violation of law and breach of trust by another employee or agent of the company.

Confidentiality of Information

It is the responsibility of every employee to protect all business related information relating to customer or company.

Company Assets

All employees are expected to properly care for and protect company property and assets, which should be used for legitimate business purposes only.

Compliance of Law

Every employee is expected to comply with applicable law and government regulations. All records and reports are to be prepared accurately and retained in accordance with applicable requirements. Those acting on behalf of AUM have a general duty to conduct themselves in a manner that will maintain and strengthen the public's trust and confidence in the integrity of AUM and take no actions incompatible with their obligations.

With regard to professional conduct, those acting on behalf of AUM should practice:

To pay attention to personal grooming and adhere to the decent clothing.
To maintain a healthy work environment, substance abuse , or selling, manufacturing, distributing, possessing, using or being under the influence of illegal drugs and alcohol while at work is absolutely prohibited.
Possessing and using of firearms/weapons and ammunition while at work is absolutely prohibited.
The company policy prohibits harassment of any kind, including harassment based on pregnancy, childbirth, race, colour, religion, gender identity, medical condition, age, sexual orientation, or any other basis protected by law.
Integrity by maintaining an ongoing dedication to honesty and responsibility;
Trustworthiness by acting in a reliable and dependable manner;
Even handedness by treating others with impartiality;
Respect by treating others with civility and decency;
Stewardship by exercising custodial responsibility for AUM's material assets and resources;
Compliance by following laws and regulations and AUM's policies and procedures related to their duties and responsibilities;
Confidentiality by protecting the integrity and security of AUM's information;
Reporting any activity reasonably believed to violate laws or regulations or AUM's policies or procedures.